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Short selling
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#	Item
671	The convenience of the Internet — for staying in touch with old friends, The Honorable Connie Lawson Indiana Secretary of State Add to Reading List Source URL: www.in.gov Language: English - Date: 2014-11-20 16:14:05 Business Securities Investing online U.S. Securities and Exchange Commission Short Securities fraud Madoff investment scandal Selling away Financial economics Finance Investment
672	September 17, 2014 Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]Re: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-18 15:55:56 Finance Financial markets 76th United States Congress Investment Advisers Act Financial regulation Short selling Financial adviser U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Law Business
673	Equity Research[removed] www.globalsec.com The Bigger Picture A weekly snapshot of the markets Add to Reading List Source URL: www.globalsec.com Language: English - Date: 2014-10-21 10:32:37 Economy of Canada Finance Financial regulation Short Short selling Securities research Research In Motion Financial economics Financial markets Business
674	Martha Redding Chief Counsel NYSE New York Stoek Exchange Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-02 11:10:36 Stock market Finance United States Securities and Exchange Commission Regulation NMS Short selling Order New York Stock Exchange Intermarket sweep order Market maker Financial economics Financial markets Investment
675	The convenience of the Internet — for staying in touch with old friends, The Honorable Connie Lawson Indiana Secretary of State Add to Reading List Source URL: in.gov Language: English - Date: 2014-11-20 16:14:11 Business Securities Investing online U.S. Securities and Exchange Commission Short Securities fraud Madoff investment scandal Selling away Financial economics Finance Investment
676	Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly d Add to Reading List Source URL: www.hkexnews.hk Language: English - Date: 2014-10-21 09:56:15 Finance Financial regulation Short Short selling Everbright Futures contract Stock Closing Order Financial economics Investment Business
677	01-147, SEC v. Zandford[removed]) Add to Reading List Source URL: www.supremecourt.gov Language: English - Date: 2008-06-24 00:25:30 Financial system Finance Financial regulation Short selling United States Securities and Exchange Commission U.S. Securities and Exchange Commission Short SEC Rule 10b-5 Securities Exchange Act United States securities law Law Business
678	Mississippi Secretary of State’s Office Tax Forfeited Properties Broker’s Webinar September 10, 2013 Add to Reading List Source URL: www.sos.ms.gov Language: English - Date: 2014-10-15 16:46:09 Finance Financial institutions Institutional investors Financial regulation Short Short selling Listing contract Insurance Broker Investment Financial economics Business
679	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 29, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-29 16:39:40 Finance United States securities law Financial regulation Short selling Securities Exchange Act United States Securities and Exchange Commission Bank Short Federal Reserve System Financial economics Financial markets Financial system
680	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]September 10, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propos Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-11 09:38:20 Business Finance Financial markets United States Securities and Exchange Commission Short selling Securities Exchange Act NASDAQ Order Day trading Stock market Financial economics Investment

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